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Consultations

I counsel investment professionals who want personal attention, seasoned advice and affordable fees.   Since 1980, I have been assisting clients design, manage and distribute their investment products and am presently serving on the boards of private investment funds.  I also consult for litigators on securities matters, including as an expert witness. 

My legal advice is tailored to the budgets of my clients, who deal only with me. We call in other legal specialists if and as needed. 

Whether you’re concerned about a contract, securities regulation, disclosure or dispute, I can offer you clear, concise and expeditious legal guidance.  I’ve practiced law at a Wall Street law firm, a prominent investment bank and a renowned hedge fund and have the experience and insight to steer you in the right direction.